Compliance Smart

Today, financial organizations face unparalleled challenges in cost-effectively complying with the growing number, and complexity, of laws and regulations. In the past, manual processes, physical paper documents, and storing documents in multiple locations throughout the enterprise may have been adequate. However, in today's regulatory environment a comprehensive integrated compliance solution is a necessity. Compliance Smart gives you a complete solution that enables you to cost-effectively manage regulatory compliance activities throughout the organization.

Compliance Management Made Easy

• Store: Storing and maintaining your compliance forms and documents in multiple disparate computer systems is inefficient and risky. Compliance Smart enables you to easily organize, store, track, and access all your important compliance forms and documents in one secure easy to access location.
• Monitor: The law firm, Farleigh Wada Witt, a leader in regulatory compliance and legal services, provides daily monitoring of compliance and regulatory changes to ensure you are always up-to-date on new or updated laws and regulations.
• Alert: Weekly compliance alerts from Farleigh Wada Witt are sent automatically to compliance staff and provide links to the required changes in the organization's forms, policies, operations procedures, marketing compliance, and exam and audit oversight.
• Report & Track: Compliance Smart enables greater compliance control and monitoring through customized document tracking and change reporting.
• Manage: Stay on top of regulatory changes and ensure you are always in compliance. Compliance Smart enables you to do more with less through efficient workflows and access to a comprehensive compliance regulatory library for quick reference.

Optional Premium Compliance Support

Save even more time with an additional compliance support option from Farleigh Wada Witt. This premium support provides ongoing review and management of your organization's forms, website compliance, complaint management, exam and audit reports, and resolution of compliance issues.

Credit Union Support

Currently weekly compliance alerts, compliance monitoring, compliance library are only available for Credit Union compliance.